SEC Targets Ponzi-Scheme De-frauding Professional Athletes
The Securities and Exchange Commission obtained a court order freezing the assets of an investment advisor, Ash Narayan, The Ticket...
SEC Charges Advisor with Steering Clients into his Own Companies
The Securities and Exchange Commission charged an investment adviser, Richard W. Davis Jr., with defrauding investors by steering them...
Investment Scheme Lured Seniors with Free Dinner
The Securities and Exchange Commission charged four individuals in an investment fraud aimed at seniors who they solicited with a “free...
SEC Charges Traders for False Tweets
The Securities and Exchange Commission charged two traders with securities fraud for making false tweets about companies from Twitter...