Barclays and Credit Suisse Settle Dark Pool Violations


Barclays Capital Inc. and Credit Suisse Securities (USA) LLC agreed to pay $70 million and $84.3 million respectively to settle charges brought by the Securities and Exchange Commission and New York Attorney General's office involving violations of federal securities laws while operating alternative trading systems known as dark pools and Credit Suisse’s Light Pool. Click here to read more.

Featured Posts
Recent Posts
Archive
Search By Tags

THIS WEBSITE CONTAINS ATTORNEY ADVERTISING.  PRIOR RESULTS DO NOT GUARANTEE A SIMILAR OUTCOME. 

 

Andersen Sleater Sianni LLC © 2018 |  LEGAL NOTICE AND PRIVACY POLICY                   Created by NYCWebsitesDesign.com

FOLLOW US:

  • w-facebook