SEC enforcement | andersensleater

Audit Firm Gets Dinged by SEC for Ignoring Red Flags

Audit firm Grant Thornton LLP and two of its partners agreed to forfeit $1.5 in audit fees and pay $3m penalty to settle SEC charges that...

SEC Forces UBS to Pay $19.5m Penalty Relating to Structured Notes

In a first of its kind enforcement action, UBS AG, one of the world's largest structured notes issuers, agreed to pay $19.5 million to...

SEC Goes After Investment Advisor for Cybersecurity Issues

The SEC took its first enforcement action against St. Louis-based, registered investment adviser, R.T. Jones Capital Equities Management,...

Citigroup Affiliates Pay $180m Over Fraudulent Funds

Citigroup Global Markets Inc. and Citigroup Alternative Investments LLC agreed in a SEC order to pay nearly $180 million to settle...

Feds Crack Down on Investment Coaching Schemes

Sportmix Pet Food Recalled After Reports of 28 Dogs Deaths

Food and Drug Law Seminar to Feature Jessica Sleater

Class Action Filed Against Purell for False Promises of Killing Germs

Government Regulators and Watchdog Groups Are Warning of Pandemic Scams

Andersen Sleater Sianni Represents Pet Owners who Were Harmed by Flea and Tick Medicine that Didn&#3

Wells Fargo Settles with Regulators Allegations of Risky Investments and Fake Accounts Scandal

FDA Warns Jimmy John's After Repeated Outbreaks

AT&T Agrees to Pay $60m to Settle FTC Lawsuit Involving Throttling of Unlimited Plans

Consumers Represented by Andersen Sleater Sianni Beat Hair Care Company's Motion to Dismiss Clas

Saks and Lord and Taylor Data Breach Settlement