SEC Forces UBS to Pay $19.5m Penalty Relating to Structured Notes
In a first of its kind enforcement action, UBS AG, one of the world's largest structured notes issuers, agreed to pay $19.5 million to...
Christina Hendricks a Blonde UK Watchdog Says Nice N' Easy Not So Fast
The UK's Advertising Standards Authority has banned an advertisement featuring the famous redheaded actress, Christina Hendricks, who...
Trading Firm Charged With Spoofing
Trading firm, Briargate Trading LLP, and one of its founder, Eric Oscher, agree to pay $1 million to settle charges with the Securities...
Blackstone Advisors to Pay $39m for Disclosure Violations
Three private equity fund advisers within The Blackstone Group agreed to pay $39 million to settle charges with the Securities and...
IRS Says Coca-Cola Owes $3.3b
Coca-Cola disclosed in its SEC filings that following an Internal Revenue Service (IRS) audit that it may owe $3.3 billion in federal...
1.8 Million Cheerios Recalled
General Mills is recalling 1.8 million boxes of Cheerios and Honey Nut Cheerios produced at a plant in Lodi, California, in July because...
Court of Appeals Finds NCAA Violates Antitrust Law
The U.S. Court of Appeals for the 9th Circuit ruled that the NCAA's ban on paying compensation to college athletes violates antitrust law....
Jessica Sleater Named as Super Lawyers' Rising Star
Super Lawyers named Andersen Sleater, LLC's partner, Jessica Sleater, as a 2015 New York Metro Rising Star. Super Lawyers Rising Stars...
SEC Goes After Investment Advisor for Cybersecurity Issues
The SEC took its first enforcement action against St. Louis-based, registered investment adviser, R.T. Jones Capital Equities Management,...
Lawsuits Claim Manipulation of US Treasury Market
At least 23 investors have lawsuits alleging banks and brokers that underwrite the US government's debt have colluded to manipulate the...
